DCT ACCOUNTING LIMITED

Self Assessment Client Information Refresh Form

ALL INFORMATION IS KEPT STRICTLY CONFIDENTIAL AND STORED ON ENCRYPTED SOFTWARE AND HARDWARE.

This form is for EXISTING SELF ASSESSMENT CLIENTS.
It is a condensed version of the original on-boarding form provided to you.

If you are a NEW client, please fill out this form.
If you need help with a LIMITED COMPANY, please fill out the appropriate form as well.

This form is in BETA - please inform us at info@dctaccounts.co.uk if you are having any issues using it.

If you are having repeated issues using the form, try using our printable version.

Sole Trader / Self Assessment

Contact Information

Any question with a * is mandatory

FULL NAME (AND TITLE)

This field is required.

POSTAL ADDRESS

Address Line 1

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Address Line 2

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City

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State

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Postal Code

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Country

EMAIL

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CONFIRM EMAIL

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TAX RESIDENCE

If you've only lived in the England, please enter "UK"

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OCCUPATION / NATURE OF BUSINESS

e.g. electrician / landlord / retired

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Tax Information

NATIONAL INSURANCE NUMBER

Necessary for tax and pension purposes.

This field is required.

UNIQUE TAX REFERENCE (UTR)

10-digit personal tax reference. Can be found on relevant self assessment letters from HMRC. May sometimes end with the letter 'K'

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Banking Information

Banking information is required for anti-money laundering checks, and for processing tax refunds.
Your information is not shared with any 3rd parties without your explicit permission.

If you have recently replaced your previous bank account with a new one, please enter the new details below.

BANK NAME

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NAME ON THE ACCOUNT

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BANK ACCOUNT NUMBER

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BANK SORT CODE

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MISCELLANEOUS INFORMATION...

e.g. IBAN / BIC codes

Further questions

These help us ensure we don't miss any advantageous allowances that may apply to you!

DO YOU HAVE ANY OTHER INCOME THAT NEEDS TO BE DECLARED, SUCH AS RENTAL, HIGH INTEREST SAVINGS, OR CAPITAL GAINS?

Rental income

High interest savings (over £500 per year)

Capital gains (profit on sale of additional houses, or shares)

Pension income (state or private)

Dividends income

Other...

If other...

ARE YOU MARRIED / IN A CIVIL PARTNERSHIP? IF SO, TELL US - DATE OF MARRIAGE / UNION, PARTNER'S FULL NAME, DATE OF BIRTH, AND NATIONAL INSURANCE NUMBER.

PRIVACY

Under GDPR, we cannot disclose any of your information to a 3rd party without explicit consent.

At times, you may want us to be able to communicate with other people, such as a spouse, adult child, parent, business partner etc.

Please disclose below, in as much detail as you'd like, anyone you authorise us to disclose your business details to if we are unable to communicate with you directly.

For example

Disclose the full name of your spouse so that we may communicate with them to chase deadlines
Disclose an business partner that we may communicate with to chase debts.

DISCLOSURE FORM

CLIENT DUE DILIGENCE

We must carry out Customer Due Diligence (CDD) in connection with the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 and The Money Laundering and Terrorist Financing (Amendment) Regulations, which apply to all individuals and businesses that provide accountancy services.

Anti-money laundering legislation requires that we hold in our archives a certified copy of your passport or of your UK driving licence, if applicable.

WHAT IS CERTIFICATION? (External link to HMRC)

WE REQUIRE AT LEAST ONE OF THE FOLLOWING:

Certified copy of your passport

Certified copy of your driving licence and/or national ID

This field is required.

You may bring your original passport / driving licence to us and we can cerify it ourselves.

AT LEAST ANY TWO OF THE FOLLOWING:

Proof of address (e.g. utility bill, council tax statement)

Bank statements for the past 3 months (NOT SCREENSHOTS, full PDF statements)

Professional reference (e.g. from a solicitor)

Bank reference

Other

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Please note all your forms of ID must have matching addresses, where relevant, to the address you have provided. If you have recently moved and are awaiting change of address documents, please provide us the required documents as soon as they are available.

Evidence can be provided separately by emailing: info@dctaccounts.co.uk

I HAVE ALREADY SUPPLIED IDs (WITHIN THE PAST YEAR)

Yes

No

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PLEASE UPLOAD ANY EVIDENCE OF THE ABOVE

Click to upload or drag and drop

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Terms of Engagement for Sole Traders (2026)

Dear Sole Trader,

The purpose of this letter is to set out the basis on which we are, where relevant, engaged to:

(a) act as accountants to prepare your balance sheet and profit and loss account;
(b) prepare and file your annual self-assessment tax return;
(c) prepare VAT returns;
(d) provide bookkeeping services;
(e) process payroll;
(f) provide other professional services.

And to set out the respective responsibilities of the sole trader and ourselves.

1. Responsibilities of the sole trader and accountants

a. You are responsible for providing us sufficient and relevant information to enable the preparation of a balance sheet and the completion of a tax return.

b. You are responsible for keeping adequate accounting records that set out with reasonable accuracy at any time your financial position.

c. Our appointment does not exonerate you from your legal responsibilities. Failure to do so may lead to automatic penalties, surcharges and or interest. The person approving any returns or documents cannot delegate their legal responsibility to others. The person approving any returns or documents agrees to check such are accurate and complete before they approve it.

d. You will keep us informed of material changes in circumstances that could affect your tax liabilities. If you are unsure whether the change is material or not please let us know so that we can assess its significance.

e. You have undertaken to make available to us, as and when required, all your accounting records and related financial information. You will make full disclosure to us of all relevant information that we need to do our work.

f. We have a professional responsibility not to allow our name to be associated with accounts that may be misleading. Therefore, although we are not required to search for such matters, should we become aware that the accounts may be misleading we will not issue any form of report and will notify you in writing of the reasons.

g. As part of our normal procedures, we may request you to provide written confirmation of any information or explanations given by you orally during the course of our work. In carrying out our work we shall rely on the source records produced to us by you.

h. You will forward to us HMRC statements of account, copies of notices of assessment, letters and other communications received from HMRC in time to enable us to deal with them as may be necessary within the statutory time limits. Although HMRC have the authority to communicate with us when form 64-8 has been signed and submitted it is essential that you let us have copies of any correspondence received because HMRC are not obliged to send us copies of all communications issued to you.

2. Scope of our work

a. BALANCE SHEET AND PROFIT AND LOSS ACCOUNT

You have asked us to assist you in the preparation of the balance sheet and profit and loss account. We will compile these accounts based on the accounting records maintained by you and the information and explanations given to us by you. We shall prepare draft annual accounts for your approval. We shall plan our work on the basis that no assurance report on the accounts is required. In carrying out our engagement we will make enquiries of management and undertake any procedures that we judge appropriate but are under no obligation to perform procedures that may be required for assurance engagements such as audits and other assurance assignments.

b. TAX RETURNS

We will prepare your self-assessment tax returns together with any supplementary pages required from the information and explanations that you provide to us. After obtaining your documented approval we will submit your returns to HMRC in an electronic format over the internet.

Where applicable we will prepare you self-assessment in-year CGT returns from the information and explanations that you provide to us. After obtaining your documented approval we will submit your returns to HMRC in an electronic format over the internet.

We will calculate your income tax, National Insurance contribution (NIC) and any capital gains tax liabilities and tell you how much you should pay and when. We will advise on the interest, penalty and surcharge implications if tax or NIC is paid late. We will also check HMRC’s calculation of your tax and NIC liabilities and initiate repayment claims if tax or NIC has been overpaid.

Other than as regards tax credits (see below), we will advise you as to possible tax return-related claims and elections arising from information supplied by you. If instructed by you, we will make such claims and elections in the form and manner required by HMRC.

We will review PAYE notices of coding where such notices are forwarded to us and advise accordingly.

We will deal with all communications relating to your return addressed to us by HMRC or passed to us by you. However, if HMRC choose your return for enquiry this work may need to be the subject of a separate assignment in which case we will seek further instructions from you.

c. VAT

We have agreed to prepare VAT reporting and to submit VAT returns on your behalf on the basis of the information and explanations supplied by you.

We will tell you how much VAT you should pay and when. If appropriate we will initiate repayment claims where VAT has been overpaid. We will advise on the interest and penalty implications where VAT is paid late.

We will submit the MTDfVAT returns online to HMRC after the date to be included therein has been approved by you.

We will deal with all communications relating to your VAT return addressed to us by HMRC or passed to us by you. However, if HMRC choose your return for enquiry this work may need to be the subject of a separate assignment in which case we will seek further instructions from you.

d. BOOKKEEPING

You have asked us to assist you in fulfilling the duty of keeping adequate accounting records. We will advise you as to the adequacy of any accounting that you have maintained and make recommendations for improvements.

We have agreed to provide you with bookkeeping services which are standard for a sole trader.

e. PAYROLL

We will prepare your UK payroll for each payroll period to meet UK employment tax requirements. If the information required to complete the payroll services is received less than 2 working days before the payroll date we will still endeavour to process the payroll and returns to meet the agreed payroll date and filing deadlines but we will not be liable for any costs or other losses arising if the payroll is late in these circumstances. We may charge an additional fee of £50 for work carried out in a shorter time period.

3. Our fees

a. Our fees are computed on the basis of the time spent on your affairs and the level of skill and responsibility involved and are excluded of any applicable taxes.

b. Any disbursements we incur on your behalf and expenses incurred in the course of carrying out our engagement will be added to our invoices where appropriate.

c. Unless otherwise agreed, our fees will be charged separately for each of the main classes of work, and will be billed at appropriate intervals during the course of the year.

d. You shall pay our bill within 30 days of the date of each invoice. In the event such payment is not made within 30 days, unless you meet the definition of a consumer, we reserve the right to charge interest on overdue accounts at the current rate under the late Payment of Commercial Debts (Interest) Act 1998. We also reserve the right to terminate our engagement by giving written notice if payment of any invoice is unduly delayed. We intend to exercise these rights only where it is fair and reasonable to do so.

e. Any payment plan intended to clear invoices in arrears must be confirmed in writing and approved by both parties. Such payment plan will be terminated immediately upon failure to pay a scheduled payment unless we receive a notice of delay at least 2 days before payment is due and we agree on a new payment date. If a payment plan is terminated due to lack of payment of any instalment, all pending fees and overdue invoices will become due immediately.

4. Data Protection

The Data Protection Act (DPA) 2018 as amended by the Data Protection, Privacy and Electronic Communications (Amendment etc.) (EU Exit) Regulations 2019 contain a number of requirements in relation to the processing of personal data.

We take your privacy and the privacy of the information we process very seriously. We will only use your personal information and the personal information you give us access to under this engagement to administer your account and to provide the services that you have requested from us.

Any personal data received from you to comply with our obligations under The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 as amended (MLR 2017) will be processed only for the purposes of preventing money laundering or terrorist financing. No other use will be made of this personal data unless use of the data is permitted by or under an enactment other than the MLR 2017, or we have obtained the consent of the data subject to the proposed use of the data.

We will communicate or transfer data using the following means: post; password-protected emails; encrypted emails; portals – TaxCalc, SmartVault, e-sign envelopes; cloud-based software – Quickbooks, SAGE, XERO, Kashflow, etc.; emails which are neither password-protected nor encrypted; telephone, text or similar services e.g. WhatsApp.

If you require us to correspond with you by any method that is neither encrypted nor password protected, you agree to accept the risks associated with this form of communication.

5. General provisions

a. Once it has been agreed, this letter will remain effective, from year to year, until it is replaced.

b. This letter represents the entire agreement between the parties and supersedes all prior discussions, negotiations, and agreements.

c. We will provide our professional services with reasonable care and skill. Our liability to you is limited to losses, damages, costs and expenses caused by our negligence, willful default or breach of contract. However, to the fullest extent permitted by law, we will not be responsible for any losses, penalties, surcharges, interest or additional tax liabilities arising from the supply by you or others of incorrect or incomplete information, or yours or others’ failure to supply any appropriate information (at all or on a timely basis) or your failure to act on our advice or respond promptly to communications from us or any public sector body (such as HMRC, Companies House etc.). You agree to hold harmless and indemnify us, our principals, subcontractors, consultants, agents and staff, to the fullest extent permitted by law, for any loss suffered by you arising from any misrepresentation (intentional or unintentional) provided by you orally or in writing in connection with this agreement. You have agreed that you will not bring any claim in connection with services we provide to you against any of our principals, subcontractors, consultants, agents or staff personally.

d. This engagement letter shall be governed by, and construed in accordance with, English law. The courts of England shall have exclusive jurisdiction in relation to any claim, dispute or difference concerning this engagement letter and any matter arising from it. Each party irrevocably waives any right it may have to object to an action being brought in those courts, to claim that the action has been brought in an inappropriate forum, or to claim that those courts do not have jurisdiction.

e. Either party may terminate this agreement upon giving 30 days' written notice to the other party. In the event of termination, the parties shall be released from their respective obligations, except that all payment obligations accrued prior to termination shall survive. Notwithstanding the foregoing, either party may terminate this agreement immediately upon written notice to the other party in the event of a material breach by the other party which has not been remedied within 15 days of notice.

f. Should we cease to act for you, we will normally issue a disengagement letter to ensure that respective responsibilities of both parties are clear. This will also help in ensuring an efficient handover between professional advisers. Should we have no contact with you for a period in excess of one year we may issue a disengagement letter to your last known address and hence cease to act.

We shall be grateful if you could confirm your agreement to the terms of this letter by signing a copy and returning it to us, or let us know if they are not in accordance with your understanding of our terms of appointment.

I CONFIRM AGREEMENT TO THE TERMS OF THE ABOVE

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Final Declaration

Signature

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This form is still being BETA tested. We would appreciate any feedback for it: